Conductive Polymer Aluminum Solid Capacitors Surface Mount Type SVF series Features High voltage (50 V max.) Large capacitance (1000 F max.) 125 1000 h RoHS compliance, Halogen free Specifications Size code B6 C6 E7 Category temp. range E12 F10 F12 16 V 16 V to 50 V 1000 F 68 F to 1000 F -55 to +125 Rated voltage range 16 V to 25 V Nominal cap.range 16 V to 50 V 27 F to 82 F 10 F to 180 F 18 F to 270 F 39 F to 560 F Capacitance tolerance 20 % (120 Hz / +20 ) DC leakage current Please see the attached characteristics list Please see the attached characteristics list Dissipation factor (tan ) +125 1000 h, rated voltage applied Capacitance change Endurance Within 20 % of the initial value Dissipation factor (tan) 200 % of the initial limit DC leakage current Within the initial limit +60 , 90 % to 95 %, 1000 h, No-applied voltage Capacitance change Damp heat (Steady state) Within 20 % of the initial value Dissipation factor (tan) 150 % of the initial limit DC leakage current Marking Within the initial limit (after voltage processing) Dimensions (not to scale) 0.2 max W Polarity marking (-) R. voltage R. capacitance (V) * Depends on the case size. (F) Size D0.5 code B6 5.0 C6 6.3 E7 8.0 E12 8.0 F10 10.0 F12 10.0 L P L +0.1 -0.4 5.9 5.9 6.9 11.9 10.0*1 12.6 C H Series code* D Lot No. R Unit W0.2 H0.2 C0.2 R P0.2 5.3 6.6 8.3 8.3 10.3 10.3 5.3 6.6 8.3 8.3 10.3 10.3 6.0 7.3 9.0 9.0 11.0 11.0 0.6 to 0.8 1.4 2.1 3.2 3.2 4.6 4.6 0.6 to 0.8 0.6 to 0.8 0.8 to 1.1 0.8 to 1.1 0.8 to 1.1 *10.5 Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use. Should a safety concern arise regarding this product, please be sure to contact us immediately. 28-Jun-19 Conductive Polymer Aluminum Solid Capacitors SVF series Characteristics list Case size Rated capacitance voltage (20 %) (V) (F) Rated 16 D L Size code Ripple *1 current (mA rms) Allowable ripple *1 current ESR*2 StandardReel size : 380 tan (m max.) *3 (mA rms) LC*4 (A Part number Min. Packaging Q'ty (pcs) 82 5.0 5.9 B6 940 3000 27 0.12 262 16SVF82M 1500 180 6.3 5.9 C6 1040 3300 22 0.12 576 16SVF180M 1000 270 8.0 6.9 E7 1040 3300 22 0.12 864 16SVF270M 1000 560 8.0 11.9 E12 1560 4950 14 0.12 1792 16SVF560M 400 10.0 10.0 F10 1350 4300 16 0.12 3200 16SVF1000MX 500 10.0 12.6 F12 1700 5400 12 0.12 3200 16SVF1000M 56 5.0 5.9 B6 880 2800 30 0.12 224 20SVF56M 1500 120 6.3 5.9 C6 1010 3200 25 0.12 480 20SVF120M 1000 180 8.0 6.9 E7 1010 3200 25 0.12 720 20SVF180M 1000 390 8.0 11.9 E12 1560 4950 14 0.12 1560 20SVF390M 400 560 10.0 12.6 F12 1700 5400 12 0.12 2240 20SVF560M 27 5.0 5.9 B6 770 2450 40 0.12 135 25SVF27M 1500 47 6.3 5.9 880 2800 30 0.12 235 25SVF47M 1000 56 6.3 5.9 880 2800 30 0.12 280 25SVF56M 1000 1000 20 Specifications (mm) 25 82 8.0 6.9 100 8.0 6.9 180 8.0 11.9 330 35 400 940 3000 28 0.12 410 25SVF82M 1000 1010 3200 24 0.12 500 25SVF100M 1000 E12 1470 4650 16 0.12 900 25SVF180M 400 25SVF330M E7 10.0 12.6 F12 1580 5000 14 0.12 1650 22 6.3 5.9 C6 820 2600 35 0.12 154 35SVF22M 1000 39 8.0 6.9 E7 880 2800 30 0.12 273 35SVF39M 1000 82 8.0 11.9 E12 1260 4000 20 0.12 574 35SVF82M 400 10.0 12.6 F12 1390 4400 18 0.12 840 35SVF120M 400 10 6.3 5.9 C6 790 2500 40 0.12 100 50SVF10M 1000 18 8.0 6.9 E7 850 2700 35 0.12 180 50SVF18M 1000 39 8.0 11.9 E12 1200 3800 25 0.12 390 50SVF39M 400 68 10.0 12.6 F12 1350 4300 20 0.12 680 50SVF68M 400 120 50 C6 400 400 *1: Ripple current (100 kHz / +105 C < Tx +125 C) /Allowable ripple current (100 kHz / Tx +105 C) *2: ESR100 kHz to 300 kHz / +20 *3: tan (120 Hz / +20 ) *4: After 2 minutes Please refer to each page in this catarog for "Reflow conditions" and "Taping specifications". Frequency correction factor for ripple current Frequency(f) Coefficient 120 Hz f < 1 kHz 0.05 1 kHz f < 10 kHz 0.3 10 kHz f < 100 kHz 0.7 100 kHz f < 500 kHz 1 Design and specifications are each subject to change without notice. Ask factory for the current technical specifications before purchase and/or use. Should a safety concern arise regarding this product, please be sure to contact us immediately. 28-Jun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b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b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b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